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Rich Gora Closes $15,000,000 Series A Financing
- June 15, 2018
- Posted by: Rich Gora
- Categories: Corporate Governance, Form D, Funding trends, Innovation, Private Placements, SEC, Securities, Securities Act of 1933, Securities registration
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You can’t screw Delaware stockholders this way anymore…
- March 7, 2017
- Posted by: Rich Gora
- Categories: Corporate Governance, Fiduciary Duty, Litigation, Securities
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Use a “finder” or “placement agent”? Think again.
- March 5, 2017
- Posted by: Rich Gora
- Categories: Broker-Dealers, Energy, Exchange Act of 1934, Finders, Form D, Litigation, Oil and Gas, Placement Agents, Private Placements, Securities, Securities Act of 1933, Securities registration
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Defendants in SEC Case Involving Loans to Professional Athletes Sentenced Criminally
- March 5, 2017
- Posted by: Rich Gora
- Category: Securities
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