• Use a “finder” or “placement agent”? Think again.

    • March 5, 2017
    • Posted by: Rich Gora
    • Categories: Broker-Dealers, Energy, Exchange Act of 1934, Finders, Form D, Litigation, Oil and Gas, Placement Agents, Private Placements, Securities, Securities Act of 1933, Securities registration
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    connecticut securities litigation Gora Stamford
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  • Defendants in SEC Case Involving Loans to Professional Athletes Sentenced Criminally

    • March 5, 2017
    • Posted by: Rich Gora
    • Category: Securities
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    Rich Gora counsels clients on securities litigation in Connecticut.
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